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Legal documents

Cache Financials, Inc. (“Cache”) operates this website. Cache Securities LLC (“Cache Securities”) is a broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). SIPC protects securities customers of its members up to $500,000, including $250,000 for claims for cash. Additional information, including an explanatory brochure, is available at www.sipc.org. Information about Cache Securities is also available through FINRA BrokerCheck at https://brokercheck.finra.org. Information about Cache Advisors is available at: https://adviserinfo.sec.gov/

Cache Securities provides brokerage services to self-directed customers, including securities lending and securities trading (sell transactions). Cache Securities does not provide investment advice, analysis, or recommendations. Clearing, execution, and settlement of securities transactions are provided by Apex Clearing Corporation, a member of FINRA and SIPC.

Cache Advisors LLC (“Cache Advisors”) is an investment adviser registered with the SEC. Registration with the SEC does not imply a certain level of skill or training. Cache Advisors is a wholly owned subsidiary of Cache Financials, Inc. Cache Advisors provides discretionary investment advisory services to certain pooled investment vehicles and managed programs, including the Cache Exchange Funds and the Cache Long Short Program, as described in its Form ADV. Advisory services are available only to U.S. residents in jurisdictions where Cache Advisors is registered.

This website includes testimonials and endorsements from individuals identified as Clients or Advisors. Testimonials are provided by current investors in a Cache Exchange Fund (“Clients”). Endorsements are provided by financial advisors (“Advisors”) who have a business relationship with Cache and may utilize Cache products on behalf of their own clients. Unless otherwise indicated, Advisors are not investors in a Cache Exchange Fund. Certain individuals identified as “Cache Investor” are investors in Cache Financials, Inc., the parent company of Cache Advisors LLC and Cache Securities LLC. As equity holders, these individuals have a financial interest in the success of Cache and therefore have a material conflict of interest. No cash compensation was paid in exchange for providing these testimonials or endorsements. However, Clients have an investment in a Cache product, Advisors have a business relationship with Cache, and certain individuals have an ownership interest in Cache Financials, Inc., each of which creates a potential conflict of interest. Testimonials and endorsements reflect the views and experiences of the individuals at the time given and may not be representative of the experiences of other clients or advisors. Testimonials and endorsements are not a guarantee of future performance or success.

For additional important disclosures, please visit our Legal Disclosure Library. By accessing this website, you agree to be bound by Cache’s Terms of Use and Privacy Policy.

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